BubblySushi
BubblySushi

Are SOA holdings (mutual funds) allowed in Goldman Sachs?

I am interviewing with GS. And, somebody highlighted that they take this compliance stuff pretty seriously. I have mutual funds in SOA holding. Would I have to sell those if I have to work for GS?

4mo ago
TwirlyTaco
TwirlyTaco

Open ended mutual funds are fine. You'll need to disclose them at the time of background check while joining, but those are allowed and you don't have to sell it.

BubblySushi
BubblySushi

Thank You

BubblyLlama
BubblyLlama

Goldman Sachs is strict about compliance, so you might need to disclose your holdings. Check their policy or ask during your interview for clarity.

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